Policy on Conduct and Discipline
Life in the Academic Community
The Fu Foundation School of Engineer-ing and Applied Science within Columbia University is a community. Admitted students, faculty, and administrators come together and work through committees and other representative bodies to pursue and to promote learning, scholarly inquiry, and free discourse. As in any community, principles of civility and reasoned interaction must be maintained. Thus, methods for addressing social as well as academic behaviors exist.back to top
Rules of University Conduct
The Rules of University Conduct
(Chapter XLIV of the Statutes of the University) pro- vide special disciplinary rules
applicable to demonstrations, rallies, picketing, and the circulation of petitions.
These rules are designed to protect the rights of free expression through peaceful
demonstration while at the same time ensuring the proper functioning of the University
and the protection of the rights of those who may be affected by such demonstrations.
The Rules of University Conduct
are University-wide and supersede all other rules of any school or division. Minor
violations of the Rules of Conduct are referred to the normal disciplinary procedures of
each school or division (‘‘Dean’s Discipline’’). A student who is charged with a serious
violation of the Rules has the option of choosing Dean’s Discipline or a more formal
hearing procedure provided in the Rules.
All University faculty members,
students, and staff members are responsible for compliance with the Rules of University
Conduct. Copies of the full text are available in FACETS, the University student
handbook (www.columbia.edu/cu/facets), and at the Office of the University Senate, 406
Low Memorial Library.
Discipline
The continuance of each student
upon the rolls of the University, the receipt of academic credits, graduation, and the
conferring of the degree are strictly subject to the disciplinary powers of the
University.
Although ultimate authority on
matters of student discipline is vested in the Trustees of the University, the Dean of
the School and his staff are given responsibility for establishing certain standards of
behavior for SEAS students beyond the regulations included in the Statutes of the
University and for defining procedures by which discipline will be administered.
We expect that in and out of the
classroom, on and off campus, each student in the School will act in an honest way and
will respect the rights of others. Freedom of expression is an essential part of
University life, but it does not include intimidation, threats of violence, or the
inducement of others to engage in violence or in conduct which harasses others. We state
emphatically that conduct which threatens or harasses others because of their race, sex,
religion, disability, sexual orientation, or for any other reason is unacceptable and
will be dealt with very severely. If each of us at Columbia can live up to these
standards, we can be confident that all in our community will benefit fully from the
diversity to be found here. Any undergraduate student who believes he or she has been
victimized should speak with an adviser in the Center for Student Advising, a member of
the Residential Programs staff, or a member of the Office of Judicial Affairs; graduate
students should speak with an officer in the Office of Graduate Student Services.
While every subtlety of proper behavior cannot be detailed here, examples of other actions that would subject a student to discipline are:
• dishonesty in academic assignments or in dealings with University officials, including members of the faculty• knowingly or recklessly endangering the health or safety of others
• intentionally or recklessly destroying, damaging, or stealing property
• possession, distribution, or use of illegal drugs
• possession of weapons
• refusal to show identification at the request of a University official; failure to respond to the legitimate request of a University official exercising his or her duty
• threatening, harrassing, or abusing others
• violating the ‘‘Rules of University Conduct’’ (copies of which are available in 406 Low Library and other locations mentioned above)
• violating the rules of the residence halls as outlined in the “Guide to Living”; this also applies to all fraternity and sorority housing
• violating the University’s Alcohol Policy (see FACETS)
• violating the University’s Sexual Assault Policy (see page 235)
• violating the rules governing Columbia University Information Technology (CUIT) policies and procedures
• selling or otherwise commercializing notes (whether taken in class by a student or distributed to the class by an instructor), syllabi, exams, or content on a University or individual faculty member Web site that is not accessible to anyone outside of the University community
• representing any commercial interest on campus or operating any business on campus without authorization from the Associate Dean of Career Services
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Academic Dishonesty
Academic dishonesty includes but
is not limited to intentional or unintentional dishonesty in academic assignments or in
dealing with University officials, including faculty and staff members.
Here are the most common types of
academic dishonesty:
• plagiarism (copying word for
word or paraphrasing without proper citation or acknowledgment from a written or
electronic source)
• cheating on examinations
• unauthorized collaboration on
an assignment
• receiving unauthorized
assistance on an assignment
• copying computer programs
• forgery
• submitting work for one
course that has already been used for another course
• unauthorized distribution of
assignments and exams
• lying to a professor or
University officer
• obtaining advance knowledge
of exams or other assignments without permission
A student alleged to have engaged
in academic dishonesty will be subject to the Dean’s Discipline process (see page 230).
If at the conclusion of that process the student is found responsible for the violation,
possible outcomes include, but are not limited to:
• warning
• educational project
• probation
• suspension
• dismissal
Students found responsible for
academic dishonesty may also face reports of such offenses on future recommendations for
law, medical, or graduate school. The parents or guardians of students found responsible
may also be notified.
Academic Integrity
Academic integrity defines a
university and is essential to the mission of education. At Columbia students are
expected to participate in an academic community that honors intellectual work and
respects its origins. In particular, the abilities to synthesize information and produce
original work are key components in the learning process. As such, academic dishonesty
is one of the most serious offenses a student can commit at Columbia and can be
punishable by dismissal.
Students rarely set out with the
intent of engaging in academic dishonesty. But classes are challenging at Columbia, and
students will often find themselves pressed for time, unprepared for an assignment or
exam, or feeling that the risk of earning a poor grade outweighs the need to be
thorough. Such circumstances lead some students to behave in a manner that compromises
the integrity of the academic community, disrespects their instructors and classmates,
and deprives them of an opportunity to learn. In short, they cheat. If you ever find
yourself in such circumstances, you should immediately contact your instructor and your
adviser for advice. Just keep in mind how hard you have worked to get to this point in
your academic career, and don’t jeopardize your Columbia education with a moment of
unwise decision making.
The easiest way to avoid the temptation to cheat in the first place is to prepare yourself as best you can. Here are some basic suggestions to help you along the way:
• Understand what your
instructors deem as academic dishonesty and their policy on citation and group
collaboration.
• Clarify any questions or
concerns about assignments with instructors as early as possible.
• Develop a timeline for drafts
and final edits of assignments and begin preparation in advance.
• Avoid plagiarism: acknowledge
people’s opinions and theories by carefully citing their words and always indicating
sources.
• Utilize the campus’s
resources, such as the advising centers and Counseling and Psychological Services, if
you are feeling overwhelmed, burdened, or pressured.
• Assume that collaboration in
the completion of assignments is prohibited unless specified by the instructor.
Plagiarism and Acknowledgment of
Sources
Columbia has always believed that
learning to write effectively is one of the most important goals a college student can
achieve. Students will be asked to do a great deal of written work while at Columbia:
term papers, seminar and laboratory reports, and analytic essays of different lengths.
These papers play a major role in course performance, but more important, they play a
major role in intellectual development. Plagiarism, the use of words or ideas belonging
to others without quotation marks or proper citation, is considered one of the most
serious violations of academic integrity and is a growing problem on university
campuses.
One of the most prevalent forms of
plagiarism involves students using information from the Internet without proper
citation. While the Internet can provide a wealth of information, sources obtained from
the Web must be properly cited just like any other source. If you are uncertain how to
properly cite a source of information that is not your own, whether from the Internet or
elsewhere, it is critical that you do not hand in your work until you have learned the
proper way to use in-text references, footnotes, and bibliographies. Faculty members are
available to help as questions arise about proper citations, references, and the
appropriateness of group work on assignments. You can also check with the Undergraduate
Writing Program. Ignorance of proper citation methods does not exonerate one from
responsibility.
Personal Responsibility, Finding
Support and More Information
A student’s education at Columbia
University is comprised of two complementary components: a mastery over intellectual
material within a discipline and the overall development of moral character and personal
ethics. Participating in forms of academic dishonesty violates the standards of our
community at Columbia and severely inhibits a student’s chance to grow academically,
professionally, and socially. As such, Columbia’s approach to academic integrity is
informed by its explicit belief that students must take full responsibility for their
actions, meaning you will need to make informed choices inside and outside the
classroom. Columbia offers a wealth of resources to help students make sound decisions
regarding academics, extracurricular activities, and personal issues. If you don’t know
where to go, see your class dean. back to top
Disciplinary Procedures
Many policy violations that occur
in the Residence Halls rules are handled by the Associate Directors of Residential
Programs. Some serious offenses are referred directly to the Assistant Dean for Judicial
Affairs. Violations in University Apartment Housing are handled by building managers and
housing officials. Some serious offenses are referred directly to the School’s housing
liaison in the Office of Graduate Student Services.
Most violations of rules
concerning fraternities or sororities as organizations are handled by the Assistant
Director of Greek Life and Leadership. Some serious offenses are referred directly to
the Office of Judicial Affairs.
In matters involving rallies,
picketing, and other mass demonstrations, the Rules of University Conduct outlines
procedures.
The Office of Judicial Affairs
(located within the Division of Student Affairs) is responsible for all disciplinary
affairs concerning undergraduate students that are not reserved to some other body. The
Office of Graduate Student Services is responsible for all disciplinary affairs
concerning graduate students that are not reserved to some other body.
Dean’s Discipline Process for
Undergraduate Students
The purpose of the Dean’s
Discipline process is twofold. First, it is used to determine the accused student’s
responsibility for the alleged violation(s) of SEAS or University policy(ies). In
addition, it is an opportunity for the student to engage in a meaningful conversation
regarding his or her role as a member of the Columbia community. The Dean’s Discipline
process is not an adversarial process, nor is it a legalistic one, and therefore the
technical rules of evidence applicable to civil and criminal court cases do not apply.
After a complaint is received a
student may be removed from housing and/or placed on interim suspension by the Student
Affairs staff if it is determined that the student’s behavior makes his or her presence
on campus a danger to the normal operations of the institution, or to the safety of
himself or herself or others or to the property of the University or others.
When a complaint is received, the
Office of Judicial Affairs determines whether Dean’s Discipline is an appropriate
response or if the complaint should be referred elsewhere. If Dean’s Discipline is to
occur, a student is informed in writing of the complaint made against him/her and of the
time and place of the hearing. At the hearing, at least two members of the staff of the
Dean of Student Affairs present the accused student with the information that supports
the allegation that he/she has violated SEAS or University policy(ies). The student is
then asked to respond and will be given an opportunity to present information on his or
her behalf.
At the conclusion of the hearing,
the hearing administrators will make a determination, based on all of the information
available to them, regarding whether the accused student is responsible for the
violation. The standard of proof that the hearing administers will use to make this
determination is the preponderance of the evidence standard. This standard allows for a
finding of responsibility if the information provided in the hearing shows that it is
more likely than not that a violation of Columbia policy(ies) occurred. If the student
is found responsible, the degree of seriousness of the offense and the student’s
previous disciplinary record, if any, will determine the severity of the sanction that
will be issued. The student will be notified of the outcome of the hearing in writing.
A student found responsible after
a hearing has the right to request an appeal of the decision and the resulting
sanctions. There are three grounds upon which an appeal of the decision may be made. A
student found responsible for the violation of Columbia policy(ies) may request a review
of the decision if (1) the student has new information, unavailable at the time the
hearing; (2) the student has concerns with the process that may change or affect the
outcome of the decision; or (3) the student feels that the sanction issued is too
severe. The request for review must be made in writing to the individual indicated in
the decision letter and must be received within ten calendar days (or as indicated in
the hearing outcome letter) after the student receives notice of the hearing outcome.
Students are given the opportunity to make one request for the review of the decision
against them. No higher level of appeal is available after this first request has been
processed.
Discipline Process for Graduate
Students
When sufficient evidence exists,
a student is charged with a particular offense and a hearing is scheduled. Present at a
hearing for graduate students are the charged student and at least two members of the
Office of Graduate Student Services staff. At the hearing, the student is presented with
the evidence that supports the accusation against him or her and is asked to respond to
it. The student may then offer his or her own evidence and suggest other students with
whom the deans or their designee might speak. On the basis of the strength of the
evidence and the student’s response, the deans or their designee reach a determination
and notify the student of their decision after the hearing. The student can be
exonerated, found guilty of the accusations, or found not guilty due to insufficient
evidence; if he or she is found to have committed an infraction, the penalty can range
from a warning to disciplinary probation to suspension or dismissal. The student may
also be barred from certain University facilities or activities. An accused student has
the right to appeal a decision that results from a disciplinary hearing. The appeal must
be made in writing within the time period specified in the letter regarding the
decision, and to the person specified in the letter.
Confidentiality
In general, under University
policy and federal law, information about Dean’s Disciplinary proceedings against a
student is confidential and may not be disclosed to others. A limited exception to this
principle is that the outcome of Dean’s Disciplinary proceedings alleging a crime of
violence may be disclosed both to the accuser and the accused. back to top